AI Regulatory Compliance

The regulatory wave is global. Your compliance infrastructure should be too.

AI regulation is here—EU AI Act, OCC SR 11-7, MAS Guidelines, and more. Build governance once and position for compliance everywhere with Rotascale's Trust Intelligence Platform.

AI regulation isn't coming. It's here.

The reality

Regulators are converging

From Brussels to Singapore to Washington, regulators are arriving at the same conclusion: AI systems that make consequential decisions need governance, transparency, and human oversight.

The specific requirements vary by jurisdiction. The underlying principles don't. Build for those principles, and you're positioned for compliance everywhere.

Risk management

Every major framework requires continuous risk identification and mitigation. Not a one-time assessment—ongoing monitoring.

Documentation & transparency

How does your AI work? What data does it use? How was it tested? Regulators everywhere want answers.

Human oversight

Humans must be able to understand, monitor, and intervene in AI decisions. This isn't negotiable in any jurisdiction.

Audit trails

Every decision traceable. Every reasoning chain preserved. When auditors arrive, you need to show exactly what happened and why.

"If your AI system is trustworthy, proving compliance is documentation. If it's not, no amount of documentation will save you."

Global landscape

Where regulation stands today

12+ jurisdictions have enacted or proposed AI regulations. Here's what enterprises need to know.

Europe

EU AI Act

The most comprehensive AI regulation globally. High-risk AI systems in financial services, healthcare, and employment face strict requirements by August 2026. Penalties up to 7% of global revenue.

EU AI Act deep-dive

UK AI Framework

Sector-specific, principles-based approach. Financial Conduct Authority and Prudential Regulation Authority leading on financial services AI governance.

UK AI Framework deep-dive

DORA

Digital Operational Resilience Act for financial services. AI systems are ICT systems requiring risk management, incident reporting, and resilience testing. Live since January 2025.

DORA deep-dive

United States

NIST AI RMF

The federal standard for AI risk management. Four functions: Govern, Map, Measure, Manage. Increasingly required in federal procurement and referenced in state laws.

NIST AI RMF deep-dive

State-level laws

Colorado AI Act, California proposals, and others. Patchwork of requirements creating complex compliance landscape for enterprises operating nationally.

SEC & FINRA

Increasing scrutiny on AI in investment advice, trading, and customer communications. Explainability and fair dealing requirements.

Asia-Pacific

MAS Guidelines (Singapore)

Principles on Fairness, Ethics, Accountability and Transparency (FEAT) for AI in financial services. Leading framework in APAC.

MAS FEAT deep-dive

HKMA (Hong Kong)

Consumer protection principles for AI in banking. Focus on explainability and fair treatment.

RBI (India)

Emerging guidelines on responsible AI in financial services. Market of 1.4 billion with increasing AI adoption.

International Standards

BCBS Principles

Basel Committee on Banking Supervision principles for AI governance. Influential across all banking regulators globally.

ISO/IEC 42001

International standard for AI management systems. Certifiable framework for AI governance. Increasingly referenced in procurement and regulatory expectations.

ISO 42001 deep-dive

Canada

AIDA

The Artificial Intelligence and Data Act is progressing through Parliament. High-impact AI systems will face assessment, mitigation, and transparency requirements.

Canada AIDA deep-dive
Our approach

Build once, comply everywhere

Rotascale's Trust Intelligence Platform is designed for the common principles underlying all AI regulation.

Continuous Risk Management

Required by: EU AI Act, OCC SR 11-7, MAS FEAT, BCBS

Guardian

Real-time monitoring detects drift, hallucination, and emerging risks. Risk is quantified continuously, not assessed once.

Technical Documentation

Required by: EU AI Act, OCC SR 11-7, ISO 42001

Orchestrate

Reasoning chains captured automatically. Agent capabilities documented in registry. Documentation writes itself.

Audit Trails & Record-Keeping

Required by: All major frameworks

AgentOps

The "Agent Flight Recorder" captures every decision, reasoning step, and outcome. Immutable audit log for years of retention.

Human Oversight

Required by: EU AI Act, MAS FEAT, UK Framework

Orchestrate Steer

Human-in-the-loop checkpoints. Runtime behavior adjustment. Kill switches and intervention capabilities built in.

Fairness & Bias Detection

Required by: MAS FEAT, Colorado AI Act, SEC guidance

Eval

Continuous evaluation against diverse test sets. Bias detection and distribution analysis. Fair lending compliance signals.

Explainability

Required by: All consumer-facing AI regulations

Guardian Orchestrate

Confidence calibration. Reasoning chain capture. The ability to explain any decision to customers and regulators.

Services

Regulatory compliance services

We don't just write compliance documents. We build compliant systems.

Regulatory Assessment

$40K

3 weeks. AI inventory with risk classification, gap analysis against applicable regulations (EU AI Act, OCC, MAS, state laws), remediation roadmap.

Multi-Jurisdiction Mapping

$60K

4 weeks. For enterprises operating across regions. Map your AI systems against all applicable regulatory frameworks. Unified compliance strategy.

Compliance Infrastructure

$200K+

12-16 weeks. Rotascale platform deployment configured for your regulatory requirements. Monitoring, documentation, and audit trails built in from day one.

Pricing is indicative. Contact us for a custom proposal based on your regulatory landscape.

The window is closing

Regulation is inevitable. Readiness is optional.

The enterprises building governance infrastructure now will be ready. The rest will scramble when enforcement arrives.